Bachelors in Banking or Finance or Professional certified.

Fresh or up to 1 years of relevant experience.

To support the organization in ensuring full compliance with applicable laws, regulations, internal policies and industry standards, while assisting in identifying, assessing, monitoring, and mitigating operational, regulatory, and financial risks. The role contributes to strengthening the control environment and promoting a strong compliance culture across the organization.

• Daily screening of the customer portfolio.
• Transaction monitoring of customers.
• Screening customers prior to onboarding.
• Monitoring on daily basis exposure limits of funds, cash margin, brokerage and other regulatory limits.
• Assist in Compliance and Risk periodic review.
• Maintaining register for screening of representatives of the Corporate account holder.
• Compiling data for regulatory reporting.
• Assist in Annual and Quarter AML reporting.

• Familiarity with Due Diligence requirements of AML law.
• Understanding of Compliance and Risk review.
• Understanding of applicable laws.
• Good understanding of Microsoft office.

Bachelor’s Degree (Banking and Finance preferred).

Fresh or 1 years of relevant experience of Financial Sector.
Mutual Funds industry experience will be preferred.

Prime purpose of this job is to identify business segments to market the products of Lucky Investments Limited while ensuring to achieve the assigned targets.

• Achieving set targets such as net sales, customer base, management fee and sales load or as assigned by the management.
• To provide need-based investment advisory services to the existing and potential customers.
• Building strong and long-term relationships with clients and providing excellent customer services.
• Maintain in-depth and up-to date knowledge of all applicable investment products of the Company and its competitors (direct or indirect).
• Generate client referrals with the aim of expanding customer base.
• Resolve client complaints / issues, customer queries within defined TATs.
• Maintain daily sales meeting and calling activities.
• Strictly adhere rules and policies of the Company.
• Assist team to any other assignments given by the line manager.

• Basic understanding of Mutual Funds and Financial products.
• Strong communication skills, an enthusiastic and driven approach towards business.
• Possess interpersonal and presentation skills.
• Excellent selling and analytical skills.
• Excellent listening skills.