Bachelors in Banking or Finance or Professional certified.

Fresh or up to 1 years of relevant experience.

To support the organization in ensuring full compliance with applicable laws, regulations, internal policies and industry standards, while assisting in identifying, assessing, monitoring, and mitigating operational, regulatory, and financial risks. The role contributes to strengthening the control environment and promoting a strong compliance culture across the organization.

• Daily screening of the customer portfolio.
• Transaction monitoring of customers.
• Screening customers prior to onboarding.
• Monitoring on daily basis exposure limits of funds, cash margin, brokerage and other regulatory limits.
• Assist in Compliance and Risk periodic review.
• Maintaining register for screening of representatives of the Corporate account holder.
• Compiling data for regulatory reporting.
• Assist in Annual and Quarter AML reporting.

• Familiarity with Due Diligence requirements of AML law.
• Understanding of Compliance and Risk review.
• Understanding of applicable laws.
• Good understanding of Microsoft office.

Bachelor’s / Master’s degree in Finance, Accounting, Economics or related field.

1 – 3 years of relevant experience preferably in the asset management company.

To ensure the smooth execution of all operational activities related to mutual funds, investment accounts, and portfolio management services. The role focuses on ensuring regulatory compliance, operational accuracy, and timely processing of transactions to support the company’s investment management and client servicing objectives.

Transaction Processing and Fund Operations

• Execute and verify daily mutual fund transactions including investments, redemptions, conversions and transfers.
• Reconcile Operational records with the registrar and custodian.
• Coordinate with fund accountants and trustees for accurate and timely fund valuations.

Settlement and Reconciliation

• Assist in settlement of trades (equity, money market, and fixed income) in coordination with the investment and finance teams.
• Perform daily reconciliations of bank accounts, investment portfolios, and custodian records.
• Ensure resolution of breaks/discrepancies in a timely manner.

Compliance and Regulatory Reporting

• Ensure adherence to SECP regulations, internal policies, and trustee guidelines in all operational activities.
• Support in preparing and submitting periodic reports to SECP, trustee, and auditors.
• Maintain comprehensive documentation for compliance and audit reviews.

Client and Distributor Support

• Coordinate with registrar and sales teams for investor queries, account maintenance, and transaction updates.
• Support in processing distributor commission calculations and payments.
• Assist in the onboarding process of new distributors and investors from an operational perspective.

System and Process Management

• Work with IT and system vendors to ensure smooth functioning of fund management and back-office systems.
• Identify process gaps and recommend automation or procedural improvements.
• Maintain accurate operational data and records for internal and external audits.

Reporting and Coordination

• Prepare daily, weekly, and monthly operational MIS for management review.
• Coordinate with finance, compliance, investment, and sales departments for inter-departmental requirements.
• Support Manager Operations in implementing new product launches and regulatory changes.

• Good understanding of mutual funds operations processes.
• Knowledge of SECP regulations and NBFC requirements.
• Proficiency in MS Excel and fund management systems.
• Strong coordination and communication abilities.
• Ability to work in a demanding environment with tough deadlines.

Bachelor’s / Master’s degree in Finance, Accounting, Economics or related field.

1 – 3 years of relevant experience preferably in the asset management company.

To ensure the timely, accurate, and compliant execution of investment settlement transactions by coordinating with internal departments, brokers, banks, trustees, and regulatory bodies, while supporting smooth day-to-day settlement operations.

• Coordination with other departments, coordination of equity settlements with brokers and stock exchange.
• Inquiring for withdrawal and dealing with various banks for routine business.
• Settlements of payments with concerned banks.
• Ensure transactions are sent to trustee for timely execution.
• Ensure that equity market deals are accurately recorded and affirmed on NCCPL IDS Terminal.
• Ensure that Money Market deals are accurately inducted in FMS with coordination with brokers and trustees.
• Ensure that NCCPL pledge demands are timely executed.
• Ensure that fund transfer details are sent to Trustee in a timely manner.
• Ensure that IDS accounts are opened timely. As and when required.
• Ensure that broker accounts are opened timely. As and when required.
• Coordination with banks, trustees, brokers, NCCPL, front office and finance to execute transactions smoothly.

Reporting and Coordination

• Prepare daily, weekly, and monthly operational MIS for management review.
• Coordinate with finance, compliance, investment, and sales departments for inter-departmental requirements.
• Support Manager Settlement in day to day work.

• Excellent coordination skills to work effectively with internal departments, brokers, banks, trustees, and regulatory bodies.
• Strong attention to detail and accuracy in executing settlement transactions.
• Proficiency in FMS and software for settlement processes.
• Ability to analyze and reconcile equity portfolios, IPS, and fund transfers.
• Effective communication skills to provide advisory support and updates on settlement activities.
• Proactive approach to identify and resolve settlement issues promptly.
• Ability to work under pressure and meet tight deadlines in a fast-paced environment.

Bachelor’s Degree (Banking and Finance preferred).

Fresh or 1 years of relevant experience of Financial Sector.
Mutual Funds industry experience will be preferred.

Prime purpose of this job is to identify business segments to market the products of Lucky Investments Limited while ensuring to achieve the assigned targets.

• Achieving set targets such as net sales, customer base, management fee and sales load or as assigned by the management.
• To provide need-based investment advisory services to the existing and potential customers.
• Building strong and long-term relationships with clients and providing excellent customer services.
• Maintain in-depth and up-to date knowledge of all applicable investment products of the Company and its competitors (direct or indirect).
• Generate client referrals with the aim of expanding customer base.
• Resolve client complaints / issues, customer queries within defined TATs.
• Maintain daily sales meeting and calling activities.
• Strictly adhere rules and policies of the Company.
• Assist team to any other assignments given by the line manager.

• Basic understanding of Mutual Funds and Financial products.
• Strong communication skills, an enthusiastic and driven approach towards business.
• Possess interpersonal and presentation skills.
• Excellent selling and analytical skills.
• Excellent listening skills.